Thomas Brian Higdon

Current Employers

Employment History

• 08/2014 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2011-04-25 → 2014-08-15
  Legend Advisory, Llc
  Bloomfield, KY
  Palm Beach Gardens, FL
  Bloomfield, KY

Other Businesses

H&H PREMIER PROPERTIES 8017 BLOOMFIELD RD, BLOOMFIELD, KY 40008, OWNER, RENTAL PROPERTY, START 8/2006, TIME 2% INCOME 0%/DBA- HIGDON FINANCIAL GROUP LIFE HEALTH ANNUITY POSITION: sales NATURE: providing insurance solutions for those in need of life and long term care INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2009 ADDRESS: 8017 Bloomfield rd, Bloomfield KY 40008 DESCRIPTION: evaluate client need in this area PROPERTY MANAGEMENT POSITION: vice president NATURE: property rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/31/2005 ADDRESS: 1923 Springfield rd, Bloomfield KY 40008 DESCRIPTION: property maintenence THOROUGHBRED ASSET MANAGEMENT, Is Investment Related, DBA, Financial Professional, 08/15/2014,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. MCDOWELL PARK OFFICE CONDOMINIUM ASSOCIATION, INC.; NOT INVESTMENT RELATED; PRESIDENT; 1 HOUR PER MONTH AND 0 HOURS PER MONTH TRADING; BUSINESS NATURE: EXPENSE SHARING FOR FACILITY; ADDRESS: 8017 BLOOMFIELD RD, BLOOMFIELD KY 40008; BUSINESS DUTY DESCRIPTION: OWNERS USE CONTRIBUTIONS TO COVER EXPENSE RELATED TO MAINTAINING BUILDINGS; NO COMPENSATION; START DATE: 11/03/2000

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-22
• S63 Uniform Securities Agent State Law Examination
  2010-07-05

Other Names

• Thomas Higdon