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Samantha Rachelle Waters

Hightower Advisors, LLC

Mission Woods, KS

Chicago, IL

CRD 5090506

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2016-12-02
  • KS RA
    APPROVED
    Since 2016-12-02

Branch Locations

1900 Shawnee Mission Pkwy Suite 210, Mission Woods, KS 66205 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Kansas City MO 01/2006 12/2016
Hightower Securities, Llc Mission Woods KS 12/2016 Present
Hightower Advisors, Llc Mission Woods KS 12/2016 Present
  • 01/2006 → 12/2016
    Ubs Financial Services
    Kansas City, MO
  • 12/2016 → Present
    Hightower Securities, Llc
    Mission Woods, KS
  • 12/2016 → Present
    Hightower Advisors, Llc
    Mission Woods, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-11
  • S66 Uniform Combined State Law Examination
    2016-10-11
Other Names
  • Samantha Rachelle Goetting

View on SEC IAPD

Nearby Firms

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PALMER SQUARE BDC ADVISOR LLC

Nearby Investors

CHRISTOPHER DALE LONG
JAY Ryan LIEBERMAN
Jarett Atkins

Nearby Offices

PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC · MISSION WOODS, KS
PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC · MISSION WOODS, KS
PALMER SQUARE BDC ADVISOR LLC · MISSION WOODS, KS

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