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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-23 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Beverly Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 07/2016 | 03/2017 |
| Ubs Financial Services Inc | Beverly Hills | CA | 03/2017 | Present |
1) Ground Crew Studios / 2127 Hawkins Street Charlotte,North Carolina 28203 / Company/ Other Entertainment / They do voice over and ADR work for TV , radio spots and movies / Other / Independent contractor voice talent / If selected, a voice over recording through Ground Crew. / Start Date 12/24/2018 / 2) NAME OF OTHER BUSINESS:Affinity Artists/ INVESTMENT RELATED?: No / ADDRESS: 5455 Wilshire Blvd, Suite 1010 Los Angeles CA 90036 US/NATURE OF THE BUSINESS: theatrical activities in my free time/ POSITION:Performer/ DUTIES:In my free time I do theater and write/ START DATE:2/1/2021 3) Volition Entertainment/ investment related?:no / 7190 W Sunset Blvd #71 C, Los Angeles, CA 90046/Performer/In my free time I do theater and write/ start date: 1/24/2022. 3)Aegis Talent,United States,Entertainmenttheatrical activities in my free time,PerformerIn my free time I do theatrical activities and write1Start date -10/30/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-07 |
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