Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

3780 Ocoee Place Nw Suite 100, Cleveland, TN 37312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chattanooga TN 02/2013 Present
Previous Registrations
  • 2011-03-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Chattanooga, TN
    Chattanooga, TN
Other Businesses

1) Bradley County Board of Zoning Appeals Address: 155 Broad St, Cleveland, TN Activity Type: Other Position/Title: Other Investment Related: No Start Date: 11/22/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1 of 5 members of the county zoning board of appeals. Admin review of appeals of zoning decisions made by building inspector or admin official; interpretations of zoning map; variance decisions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-25
S63 Uniform Securities Agent State Law Examination 2010-05-10
  • S65 Uniform Investment Adviser Law Examination
    2011-03-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cleveland, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor