James Arthur Mikesell

Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-02-25
MI	RA	APPROVED	2025-08-14

TX RA
APPROVED_RES

Since 2026-02-25
MI RA
APPROVED

Since 2025-08-14

Branch Locations

950 West Norton Ave. Ste. 415, Muskegon, MI 49441 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Financial Advisors, Inc.	Muskegon	MI	01/2010	08/2025
Cetera Planning Partners	Leawood	KS	08/2025	Present

01/2010 → 08/2025

First Financial Advisors, Inc.

Muskegon, MI
08/2025 → Present

Cetera Planning Partners

Leawood, KS

Previous Registrations

2011-03-31 → 2025-09-09

First Financial Advisors Inc

Muskegon, MI

Other Businesses

PARK TOWER, LLC; NON-INVESTMENT RELATED; MEMBER; 950 W. NORTON AVE., STE. 415, MUSKEGON, MI 49441; COMMERCIAL REAL ESTATE; 1/1/2010; O HOURS PER MONTH DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-28

S65 Uniform Investment Adviser Law Examination

2011-03-28

Other Names

James Arthur Mikesell

View on SEC IAPD