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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED | 2023-12-12 |
Branch Locations
712 Main St, Floor 5, Houston, TX 77002 • United States
500 Dallas Street Ste L-10, Floor 01, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Houston | TX | 02/2010 | 10/2016 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 11/2016 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 04/2017 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 04/2017 | Present |
| United Games, Llc | Houston | TX | 11/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
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