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Cary Charles Cates

Cates Fp, Cates Tax Advisory

Gainesville, TX

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Current Employers
Cates Fp, Cates Tax Advisory

Gainesville, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

Gainesville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Texas Denton TX 08/2013 05/2021
Cates Tax Advisory Gainesville TX 05/2016 05/2026
Cates Fp Gainesville TX 10/2017 Present
  • 08/2013 → 05/2021
    University Of North Texas
    Denton, TX
  • 05/2016 → 05/2026
    Cates Tax Advisory
    Gainesville, TX
  • 10/2017 → Present
    Cates Fp
    Gainesville, TX
Previous Registrations
  • 2014-07-21 → 2016-06-08
    Grunden Financial Advisory, Inc.
    Denton, TX
  • 2012-06-20 → 2013-06-19
    Osaic Services, Inc.
    Denton, TX
    Bedford, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-07
  • S66 Uniform Combined State Law Examination
    2010-05-07
Designations

View on SEC IAPD

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