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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-18 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-04-01 |
| CT | RA | APPROVED | 2018-12-11 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
Parlin, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 07/2016 | 03/2018 |
| Jpmorgan Securities Llc | New York | NY | 07/2016 | 03/2018 |
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2018 | Present |
*566490 - Kruptan Capital LLC; Investment related: Yes; Parlin, New Jersey; Real Estate, Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 10; Administrative, Business Development/Growth, Check Signing/Funds Disbursements, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-02 |
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