John Mcdowell Moore

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 02/2021
  Bb&T Securities
  Charlotte, NC
• 02/2021 → 04/2021
  Truist Investment Services, Inc.
  Charlotte, NC
• 03/2021 → 04/2021
  Truist Advisory Services, Inc.
  Atlanta, GA
• 04/2021 → Present
  Morgan Stanley Smith Barney Llc
  Charlotte, NC
• 06/2021 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2021-03-02 → 2021-05-14
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2013-11-19 → 2021-03-02
  Bb&T Securities, Llc
  Charlotte, NC
  Richmond, VA
• 2013-02-13 → 2013-11-19
  Raymond James & Associates, Inc.
  Charlotte, NC
• 2010-11-09 → 2013-02-13
  Morgan Keegan & Company, Llc
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-08
• S63 Uniform Securities Agent State Law Examination
  2010-06-05