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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-09-18 |
| MT | RA | APPROVED | 2022-10-07 |
| TX | RA | APPROVED_RES | 2019-08-21 |
| CA | RA | APPROVED | 2019-04-17 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Tracy | CA | 12/2011 | 12/2016 |
| Guardian Life Insurance Co Of America | Tracy | CA | 12/2013 | 12/2016 |
| Guardian Life Insurance Co Of America | San Jose | CA | 12/2016 | 09/2018 |
| Park Avenue Securities, Llc | San Jose | CA | 07/2018 | 09/2018 |
| Guardian Life Insurance Company | Campbell | CA | 09/2018 | 02/2023 |
| Park Avenue Securities | Campbell | CA | 09/2018 | 02/2023 |
| Guardian Life Insurance | Tracy | CA | 04/2019 | 05/2020 |
| Park Avenue Securities | Tracy | CA | 04/2019 | 05/2020 |
| Guardian Life Insurance | Mckinney | TX | 05/2020 | Present |
| Park Avenue Securities | Mckinney | TX | 05/2020 | Present |
1) Products other than Guardian - Solicitation of Life and Health Insurance, Start: 01/01/2011, Address: 2743 Brookside Ln McKinney, TX 75072, 15 total hours per month; 15 during securities trading hours, More than 10% annual compensation, Investment related, 2) Power of Attorney/Estate Trustee for Mother, Start: 05/01/2024, Address: 2743 Brookside Ln., McKinney, TX 75072, 1 total hour per month; 0 during securities trading hours, No annual compensation, Not investment related, 3) Trustee for Mother In-Law, Start: 05/01/2024, Address: 2743 Brookside Ln., McKinney, TX 75072, 1 total hour per month; 0 during securities trading hours, No annual compensation, Not investment related, 4) Sunset Ridge Consultants LLC, Owner, LLC created for tax purposes and to sell health insurance, Start: 05/01/2024, Address: 2743 Brookside Ln., McKinney, TX 75072, 10 total hours per month; 2 during securities trading hours, More than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-04 |
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