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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
| OH | RA | APPROVED | 2025-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | El Cerrito | CA | 07/2016 | 08/2017 |
| Bancwest Investment Services | El Cerrito | CA | 07/2016 | 08/2017 |
| Unemployed | Wilmette | IL | 09/2017 | 11/2017 |
| Jp Morgan Chase Bank | Glencoe | IL | 11/2017 | 03/2018 |
| Jp Morgan Securities Llc | Glencoe | IL | 11/2017 | 03/2018 |
| Valic Financial Advisors, Inc. | Chicago | IL | 03/2018 | 07/2018 |
| E*Trade Securities Llc | Chicago | IL | 07/2018 | 07/2020 |
| E*Trade Capital Management Llc | Chicago | IL | 07/2018 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 07/2020 | 01/2021 |
| Bank Of America, N.A. | Rolling Meadows | IL | 09/2020 | 01/2021 |
| Fidelity Investments | Covington | KY | 01/2021 | 03/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 03/2025 | Present |
I*2250306, Entity Type Entity For Profit, Name of OBA: DKM Capital LLC Address: NorthfieldIllinois60093 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/14/2022No Hours:5 monthly No Hours during trading:0 Duties:I buy physical real estate, fix it up and then resale the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-19 |
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