Daryl Joseph Martin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2017
  Bank Of The West
  El Cerrito, CA
• 07/2016 → 08/2017
  Bancwest Investment Services
  El Cerrito, CA
• 09/2017 → 11/2017
  Unemployed
  Wilmette, IL
• 11/2017 → 03/2018
  Jp Morgan Chase Bank
  Glencoe, IL
• 11/2017 → 03/2018
  Jp Morgan Securities Llc
  Glencoe, IL
• 03/2018 → 07/2018
  Valic Financial Advisors, Inc.
  Chicago, IL
• 07/2018 → 07/2020
  E*Trade Securities Llc
  Chicago, IL
• 07/2018 → 07/2020
  E*Trade Capital Management Llc
  Chicago, IL
• 07/2020 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 09/2020 → 01/2021
  Bank Of America, N.A.
  Rolling Meadows, IL
• 01/2021 → 03/2025
  Fidelity Investments
  Covington, KY
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pepper Pike, OH

Previous Registrations

• 2021-03-10 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Westlake, TX
• 2020-09-01 → 2021-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL
• 2018-07-11 → 2020-07-24
  Harrisdirect Llc
  Chicago, IL
  Arlington, VA
• 2018-03-05 → 2018-07-13
  Valic Financial Advisors, Inc.
  Chicago, IL
• 2017-11-29 → 2018-03-13
  J.P. Morgan Securities Llc
  Glencoe, IL
• 2016-07-25 → 2017-09-01
  Bancwest Investment Services, Inc.
  San Ramon, CA
  El Cerrito, CA
• 2014-08-21 → 2014-12-23
  Wells Fargo Clearing Services, Llc
  Rye Brook, NY
  White Plains, NY
• 2011-08-08 → 2012-09-07
  Wells Fargo Clearing Services, Llc
  Farmington Hills, MI
  Troy, MI

Other Businesses

I*2250306, Entity Type Entity For Profit, Name of OBA: DKM Capital LLC Address: NorthfieldIllinois60093 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/14/2022No Hours:5 monthly No Hours during trading:0 Duties:I buy physical real estate, fix it up and then resale the property.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-19

Other Names

• Daryl Martin
• Daryl Joseph Martin