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Thomas Francis Ginty

Wedmont Private Capital

West Chester, PA

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Current Employers
Wedmont Private Capital

26 South Church Street Suite 1A, West Chester, PA 19382 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-05
TX RA APPROVED 2021-05-12
  • PA RA
    APPROVED
    Since 2024-03-05
  • TX RA
    APPROVED
    Since 2021-05-12

Branch Locations

26 South Church Street Suite 1A, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Walnut Creek CA 12/2009 06/2017
Raymond James & Associates, Inc. Philadelphia PA 09/2017 02/2019
Raymond James & Associates, Inc. Walnut Creek CA 12/2010 06/2017
Td Ameritrade, Inc. Radnor PA 02/2019 09/2019
Facet Wealth Baltimore MD 09/2019 04/2021
Wedmont Private Capital West Chester PA 04/2021 07/2025
Wedmont Private Capital West Chester PA 04/2021 Present
Wedmont Private Capital West Chester PA 08/2025 Present
Previous Registrations
  • 2019-09-17 → 2021-05-25
    Facet
    Romansville, PA
    West Palm Beach, FL
  • 2019-03-14 → 2019-09-11
    Td Ameritrade, Inc.
    Radnor, PA
  • 2019-03-14 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Radnor, PA
  • 2017-11-13 → 2019-02-19
    Raymond James & Associates, Inc.
    Philadelphia, PA
  • 2011-10-27 → 2017-06-21
    Raymond James & Associates, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-26
  • S66 Uniform Combined State Law Examination
    2011-10-26
Designations
Other Names
  • Thomas F Ginty
  • Thomas Francis Ginty
  • Thomas F. Ginty

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
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STEPHEN VINCENT MCGUIRE
SMITHA THOMAS
TODD ANTHONY SCORZAFAVA
HENRY JOHN SAUR
JAMES JOSEPH KRAUSE
Stefan Nensala
Charles Dan Gray
Douglas Edward Grom

Other Offices

WEALTHCARE ADVISORY PARTNERS LLC · WEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC · Westchester, PA
WEALTHCARE CAPITAL MANAGEMENT LLC · WEST CHESTER, PA
KEY FINANCIAL, INC. · WEST CHESTER, PA
TRUIST ADVISORY SERVICES, INC. · WEST CHESTER, PA
WELLS FARGO CLEARING SERVICES, LLC · WEST CHESTER, PA

More in West Chester, PA

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