Phillip Alexander

Current Employers

Employment History

• 10/2012 → 05/2017
  J.P. Morgan Securities Llc
  Dublin, OH
• 05/2017 → 06/2023
  Wells Fargo Clearing Services Llc
  Dublin, OH
• 06/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Dublin, OH

Previous Registrations

• 2017-05-26 → 2023-06-08
  Wells Fargo Clearing Services, Llc
  Dublin, OH
  Ormond Beach, FL
  Port Clinton, OH
• 2012-10-01 → 2017-06-06
  J.P. Morgan Securities Llc
  Dublin, OH
• 2012-01-27 → 2012-10-01
  Chase Investment Services Corp.
  Dublin, OH
• 2011-07-06 → 2011-12-21
  Pnc Wealth Management Llc
  Pittsburgh, PA
  Cleveland, OH
• 2010-05-06 → 2011-06-17
  Morgan Stanley
  Columbus, OH

Other Businesses

TRI-OAK FINANCIAL, LLC, INVT RELATED, DUBLIN, OH, 30% OWNERSHIP, START 6/9/2023, 160 HRS PER MONTH, 37.5 HRS DURING TRADING, FINET PRACTICE.| PHIL ALEXANDER, LLC, INVT RELATED, DUBLIN, OH, 100% OWNERSHIP, START 6/9/2023, 160 HRS PER MONTH, 37.5 HRS DURING TRADING, FINET PRACTICE.| 119 SOUTH NANCY, LLC, INVT RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START 5/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, SHORT TERM HOUSE RENTAL.| 4001 WEST HARBOR ROAD, LLC, INVT RELATED, PORT CLINTON, OH, 50% OWNERSHIP, START 5/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, FOR RENTAL PROPERTY.| RENTAL PROPERTY, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START DATE 9/1/2023; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.| RENTAL PROPERTY, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START DATE 9/1/2023; ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.| COMMERCIAL RENTAL PROPERTY; INV. RELATED; DUBLIN, OH; 25% OWNERSHIP; START DATE 10/1/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING.| 4163 WEST HARBOR ROAD LLC, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START 12/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY HOLDER; | 125 SOUTH NANCY LLC, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START 12/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY HOLDER; | RENTAL PROPERTY, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP WITH SPOUSE, START 12/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING, | RENTAL PROPERTY, INV RELATED, PORT CLINTON, OH, 100% OWNERSHIP, START 12/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING,| TRI-OAK REAL ESTATE, INV RELATED, DUBLIN, OH, 25% OWNERSHIP, START 10/9/24, 3 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL PROPERTY;| LAKE RENTAL PROPERTY VIA AIRBNB; INV RELATED; HURON, OH; 50% OWNERSHIP; START DATE 04/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| RENTAL PROPERTY; INV RELATED; DAYTONA SHORES, FL; 25% OWNERSHIP; START DATE 06/30/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING | TRI-OAK REAL ESTATE 2801, LLC; INV RELATED; DAYTONA SHORES, FL; 25% OWNERSHIP; START DATE 06/30/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING ; LLC FOR INVESTMENT AND RENTAL PROPERTY RENTAL PROPERTY; INV RELATED; PORT CLINTON, OH; RENTAL AIRBNB IN PORT CLINTON;100% OWNERSHIP; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| TRI-OAK REAL ESTATE 605; INV RELATED;PORT CLINTON,OH; INVESTMENT PROPERTY;20% OWNERSHIP; START DATE: 06/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 605; INV RELATED;PORT CLINTON,OH; INVESTMENT AND RENTAL HOME;20% OWNERSHIP; START DATE: 06/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2010-04-30

Other Names

• Phillip M Alexander
• Phillip Michael Alexander