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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Miami | FL | 02/2011 | 08/2020 |
| Wells Fargo Advisors Llc | Miami | FL | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2020 | 02/2024 |
| Bank Of America N.A. | Miami | FL | 12/2020 | 02/2024 |
| Lpl Financial | Miami | FL | 02/2024 | Present |
1. 01/23/2025- Aguirre Wealth Management LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/17/2025- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-15 |
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