Diane Elizabeth Imel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lafayette, IN
• 09/2021 → Present
  Bank Of America, N.A.
  Lafayette, IN

Other Businesses

I*95764 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAITH CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAFAYETTE, INDIANA 47901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 7/12/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I TEACH FINANCIAL PEACE UNIVERSITY AND FAITH & FINANCE. BOTH CLASSES TEACH GENERAL PERSONAL FINANCIAL MANAGEMENT. I*95763 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HABITAT FOR HUMANITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAFAYETTE, INDIANA 47901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 7/12/2013 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I TEACH FINANCIAL PEACE UNIVERSITY TO ALL APPLICANT FAMILIES. I AM ALSO A FINANCIAL COACH WHICH GENERALLY ASSISTS FAMILIES WITH FORMULATING A BUDGET, PAYING DELINQUENT CREDITORS, LOWERING THEIR DEBT TO INCOME RATIO AND BUILDING A STRONG FINANCIAL BASIS. I*99181 For profit or not for profit: For-Profit Organization Name of outside business organization: CDJ Enterprises Investment related: N Address of business: Lafayette, Indiana 47905 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 11/1/2004 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a partnership with myself and two other individuals. We own a building at Lafayette, IN 47905 that is a strip mall that contains a business that we used to be partners in.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-13
• S63 Uniform Securities Agent State Law Examination
  2010-03-26

Other Names

• Diane Elizabeth Himes Imel