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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-13 |
| IN | RA | APPROVED | 2016-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | IN | 07/2016 | Present |
| Bank Of America, N.A. | Lafayette | IN | 09/2021 | Present |
I*95764 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAITH CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAFAYETTE, INDIANA 47901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 7/12/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I TEACH FINANCIAL PEACE UNIVERSITY AND FAITH & FINANCE. BOTH CLASSES TEACH GENERAL PERSONAL FINANCIAL MANAGEMENT. I*95763 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HABITAT FOR HUMANITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAFAYETTE, INDIANA 47901 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 7/12/2013 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I TEACH FINANCIAL PEACE UNIVERSITY TO ALL APPLICANT FAMILIES. I AM ALSO A FINANCIAL COACH WHICH GENERALLY ASSISTS FAMILIES WITH FORMULATING A BUDGET, PAYING DELINQUENT CREDITORS, LOWERING THEIR DEBT TO INCOME RATIO AND BUILDING A STRONG FINANCIAL BASIS. I*99181 For profit or not for profit: For-Profit Organization Name of outside business organization: CDJ Enterprises Investment related: N Address of business: Lafayette, Indiana 47905 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 11/1/2004 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is a partnership with myself and two other individuals. We own a building at Lafayette, IN 47905 that is a strip mall that contains a business that we used to be partners in.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-26 |
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