Ty Colby Hodges

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 05/2014 → 05/2023
  Spc
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2014-05-23 → 2023-05-15
  Spc
  San Antonio, TX
  San Antonio, TX
• 2006-05-09 → 2014-05-30
  Ameriprise Financial Services, Llc
  Austin, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. 05/18/2023 - Client Centric Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/16/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% 2. 06/06/2023 - Hodges Wealth, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 05/16/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100%

Exams

• S66 Uniform Combined State Law Examination
  2006-04-14

Designations

• Certified Financial Planner