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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-21 |
| NC | RA | APPROVED | 2014-06-12 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Rock Hill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2012 | Present |
| Tiaa | Charlotte | NC | 09/2012 | Present |
UNITED STATES AIR FORCE - AIR NATIONAL GUARD, LOGISTICS JOURNEYMAN, NOT INVESTMENT RELATED, 4/2007, 16 HOURS PER MONTH, NO HOURS DURING SECURITIES TRADING HOURS, DUTIES INCLUDE THE MANAGEMENT AND SUPPORT OF DEPLOYMENT OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-15 |
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