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Richard Landry

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-12
FL RA APPROVED 2022-10-25
  • TX RA
    APPROVED
    Since 2022-12-12
  • FL RA
    APPROVED
    Since 2022-10-25

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 04/2011 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2022 Present
Bank Of America, N.A. Jacksonville FL 11/2022 Present
Previous Registrations
  • 2018-09-13 → 2022-10-03
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
S63 Uniform Securities Agent State Law Examination 2011-07-15
  • S66 Uniform Combined State Law Examination
    2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2011-07-15
Other Names
  • Jeff Landry
  • Richard Jeffrey Landry

View on SEC IAPD

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