Julie Renee Bates

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Delta Community Credit Union
  Atlanta, GA
• 08/2014 → Present
  Lpl Financial Llc
  Atlanta, GA

Previous Registrations

• 2008-04-24 → 2014-08-04
  Cuna Brokerage Services, Inc.
  Marietta, GA
  Marietta, GA
  Johns Creek, GA
  Sandy Springs, GA
  Marietta, GA
  Johns Creek, GA
  Marietta, GA
  Peachtree City, GA
  Atlanta, GA
  Atlanta, GA
  Peachtree City, GA
• 2008-01-08 → 2008-03-31
  Resource Horizons Investment Advisory, Inc.
  Atlanta, GA
• 2006-08-01 → 2007-12-31
  Resource Horizons Group Llc
  Marietta, GA
  Marietta, GA
  Atlanta, GA

Other Businesses

1. 7/31/14-DELTA COMMUNITY RETIREMENT & INVESTMENT SERVICES/DBA ONLY/100%/ATLANTA, GA 2. 7/31/14-DELTA COMMUNITY CREDIT UNION/DIRECTOR, RETIREMENT AND INVESTMENT SERVICES/15%/ATLANTA,GA 3. 7/31/14-DELTA COMMUNITY CREDIT UNION- ASH BROKERAGE/NON-VARIABLE INSURANCE/5%/ATLANTA,GA 4. 7/31/14-MEMBERS TRUST COMPANY TRUST LIAISON OFFICE/DIRECTOR, RETIREMENT AND INVESTMENT SERVICES/15%/ATLANTA,GA. 5. 7/20/2020 - Delta Community Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/12/2019 - 160 Hours Per Month During Securities Trading. 6. 3/13/2023 - Cecelia's Vintage Home Decor - Not Investment Related - Home Based - Other - Vintage Home Decor Reseller - Co-owner - Start Date - 03/06/2023 - 25 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2006-07-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Julie Renee Robison