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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-10-27 |
| TX | RA | APPROVED | 2023-10-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Dallas | TX | 09/2010 | 10/2023 |
| Raymond James Financial Services Advisors, Inc | Dallas | TX | 09/2010 | 10/2023 |
| Carter Advisory Services | Dallas | TX | 03/2015 | 10/2023 |
| Rw Baird | Dallas | TX | 10/2023 | Present |
(1)Name of Business: Assistance Center of Collin County Address: 900 18th Street, Plano, TX, 75074, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 09/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: review and help create budgetreview monthly statement of accountsreview CPA / CIO workPresent all findings to board (3)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-20 |
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