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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
Mountain Lakes, NJ • United States
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Garden City | NY | 05/2016 | 05/2024 |
| Rbc Capital Market, Llc | Florham Park | NJ | 05/2024 | Present |
(1) NAME OF ENTITY: Aaron and Pamela Freedman Rental Property ADDRESS: 1043 Calico Street, Franklin, Tennessee; 1 Esplanade, Mountain Lakes, NJ 07046 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Dec 30, 2025 CAPACITY: Other DUTIES: Help out when needed getting the property rented/maintained. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: 3k Realty LLC ADDRESS: 1 Esplanade Mountain Lakes, NJ 07046 mountain lakes new jersey 07046 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Feb 25, 2026 CAPACITY: Owner DUTIES: LLC company created by my wife and I. our two living trusts own the llc 50/50. the property is managed by my wife pamela freedman. The property is currently not owned by the LLC since the bank has a restriction for 1 year from closing. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-11 |
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