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Hoover, AL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 11/2013 | 11/2016 |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 11/2013 | 11/2016 |
| Plimsoll Financial Planning | Birmingham | AL | 12/2016 | Present |
| Pfp Brokerage | Birmingham | AL | 03/2025 | Present |
NAME: PFP BROKERAGE, LLC. LOCATION: BIRMINGHAM, AL NATURE: INSURANCE SALES POSITION: OWNER. SELL LIFE AND HEALTH INSURANCE. HOURS: 3 HOURS PER WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-02 |
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