Nicholas James Shultz

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Northwestern Mutual Investment Services, Llc
  Woburn, MA
• 02/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, CLING- IN MEMORY OF HEIDI SHULTZ, 4 DEACONS AVE, UNIT 1, FALMOUTH, , MASSACHUSETTS, 02540, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/13/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PLAN AND MAKE DECISIONS ON BUILDING TECHNICAL SCHOOL IN HAITI 3. NICHOLAS SHULTZ INC., LEGAL ENTITY, START DATE: 01/27/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-20
• S63 Uniform Securities Agent State Law Examination
  2010-06-14