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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-05 |
| NY | RA | APPROVED | 2021-08-03 |
| VT | RA | APPROVED | 2018-04-06 |
Branch Locations
152 Tom Miller Road, Plattsburgh, NY 12901 • United States
Chazy, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plattsburgh | NY | 02/2010 | Present |
| Clute Wealth Management | Plattsburgh | NY | 03/2018 | Present |
1. 12/14/2021 - Clute Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/30/2021 - 120 Hours Per Month/120 Hours During Securities Trading. 2. 03/07/2024 - No Business Name - Inv Related - Plattsburgh, NY - Act in a Fiduciary Capacity - Limited POA - Started: 1/31/2024 - 1 Hr/Mo During Trading. 3. 09/17/2024 - Other - Article Author - Not Investment Related - Home Based - Start Date 09/16/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-31 |
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