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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-09-25 |
| TX | RA | APPROVED | 2023-09-06 |
Branch Locations
60 State Street Suite 1350, Boston, MA 02109-1803 • United States
75 S Church Street Suite 350, Pittsfield, MA 01201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Pittsfield | MA | 02/2010 | 09/2023 |
| Janney Montgomery Scott Llc | Pittsfield | MA | 09/2023 | Present |
1. Berkshire Place, Nursing Care Facility, Pittsfield, MA. Personnel Committee (01/2021) - This committee's charge is to act in an advisory capacity for matters of employee benefits, wages and salary administration, and personnel policies. Not compensated, not investment related, 1 hour/month. 2. Berkshire Place, Pittsfield, MA. Board of Directors (01/2021) - the board oversees the varies committees (audit, resident health services, nominating, personnel, finance and investment). Not compensated, not investment related, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-18 |
| S66 | Uniform Combined State Law Examination | 2014-05-16 |
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