Derrek Wesley Steven Gaspard

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2018
  Capital One Investment Services Llc
  New Orleans, LA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  New Orleans, LA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  New Orleans, LA
• 01/2024 → Present
  Osaic Wealth, Inc.
  New Orleans, LA

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  New Orleans, LA
  New Orleans, LA
• 2016-11-14 → 2018-07-11
  Capital One Advisors, Llc
  New Orleans, LA
  Mclean, VA

Other Businesses

1. BEZOU FINANCIAL PLANNING GROUP POSITION: Registered Assistant NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 07/11/2018 ADDRESS: 422 Harrison Ave, New Orleans LA 70124, United States DESCRIPTION: Client relations, trade processing, office management

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-29
• S63 Uniform Securities Agent State Law Examination
  2010-05-18

Other Names

• Derrek Gaspard