Matthew Iacono

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-12-26
CA	RA	APPROVED	2023-03-20
TX	RA	APPROVED	2023-03-17

NV RA
APPROVED

Since 2023-12-26
CA RA
APPROVED

Since 2023-03-20
TX RA
APPROVED

Since 2023-03-17

Branch Locations

Incline Village, NV • United States

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs	San Francisco	CA	03/2015	03/2023
Morgan Stanley Smith Barney Llc	San Francisco	CA	03/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2023	Present

03/2015 → 03/2023

Ubs

San Francisco, CA
03/2023 → Present

Morgan Stanley Smith Barney Llc

San Francisco, CA
04/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2015-05-26 → 2023-03-28

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

Incline Village, NV

Incline Village, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-26

S66 Uniform Combined State Law Examination

2015-05-26

Designations

Certified Financial Planner

View on SEC IAPD