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Joseph Lawrence Rodriguez

Wells Fargo Clearing Services, LLC

Fresno, CA

Reedley, CA

Visalia, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-22
CA RA APPROVED 2013-11-26
  • TX RA
    APPROVED_RES
    Since 2015-12-22
  • CA RA
    APPROVED
    Since 2013-11-26

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

1603 11Th St, Reedley, CA 93654 • United States

3707 S Mooney Blvd, Visalia, CA 93277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Visalia CA 07/2009 Present
Wells Fargo Advisors Llc Visalia CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Visalia CA 11/2016 Present
  • 07/2009 → Present
    Wells Fargo Bank, N.A.
    Visalia, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Visalia, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Visalia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
S63 Uniform Securities Agent State Law Examination 2010-05-20
  • S66 Uniform Combined State Law Examination
    2013-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-20
Other Names
  • Larry Rodriguez

View on SEC IAPD

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