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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
IL RA APPROVED 2021-09-24
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • IL RA
    APPROVED
    Since 2021-09-24

Branch Locations

10237 W Lincoln Hwy Brookside Commons, Frankfort, IL 60423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Buffalo Grove IL 08/2015 10/2018
Pnc Bank Buffalo Grove IL 08/2015 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orland Park IL 10/2018 09/2021
Bank Of America, N.A. Orland Park IL 10/2018 09/2021
Ameriprise Financial Services, Llc Frankfort IL 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
S63 Uniform Securities Agent State Law Examination 2010-05-29
  • S66 Uniform Combined State Law Examination
    2018-06-18
  • S63 Uniform Securities Agent State Law Examination
    2010-05-29
Other Names
  • Patrick Rodgers
  • Patrick R. Rodgers

View on SEC IAPD

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