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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-10-23
  • TN RA
    APPROVED
    Since 2017-10-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

21 W Norris Rd A, Norris, TN 37828 • United States

2031 N Mt Juliet Rd Ste 200, Mt Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Andersonville TN 02/2010 10/2017
Various Insurance Carriers For W & R Insurance Agencies Norris TN 07/2010 10/2017
Fc Alliance Knoxville TN 08/2011 Present
Anderson County Schools Clinton TN 08/2016 Present
Lpl Financial Llc Mt. Juliet TN 10/2017 Present
Private Advisor Group, Llc Mt. Juliet TN 10/2017 Present
  • 02/2010 → 10/2017
    Waddell & Reed, Inc.
    Andersonville, TN
  • 07/2010 → 10/2017
    Various Insurance Carriers For W & R Insurance Agencies
    Norris, TN
  • 08/2011 → Present
    Fc Alliance
    Knoxville, TN
  • 08/2016 → Present
    Anderson County Schools
    Clinton, TN
  • 10/2017 → Present
    Lpl Financial Llc
    Mt. Juliet, TN
  • 10/2017 → Present
    Mt. Juliet, TN
Previous Registrations
  • 2010-07-14 → 2017-10-25
    Waddell & Reed
    Andersonville, TN
    Nashville, TN
Other Businesses

1) 10/19/17- Edwards Porter Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s)- Time Spent 25% 2) 10/19/17- Non-Variable Insurance- Various Insurance Carriers- Inv. Related- At Reported Business Location(s)- Time Spent 25% 3) 10/19/17- Anderson County High- Coach - Non-Inv. Related- Clinton, TN - start date 8/1/16- 80hrs/month 4) 10/19/17- FC Alliance- Coach- Non-Inv. Related- Knoxville, TN- start date 8/1/2011- 20hrs/month. 5) 11/6/2017 - Private Advisor Group - DBA: (Hybrid) Edwards Porter Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/19/2017 - 50 Hours Per Month/25 Hours During Securities Trading - Time Spent 4% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 50 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/6/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/19/2017 - 50 Hours Per Month/4 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 50 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 03/24/2026 - EPM Financial - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/09/2017 - 160 hours per month/ 120 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-13
  • S66 Uniform Combined State Law Examination
    2010-07-13
Other Names
  • Chris Curtin
  • Dechristopher Curtin

View on SEC IAPD

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