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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-10-23 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
21 W Norris Rd A, Norris, TN 37828 • United States
2031 N Mt Juliet Rd Ste 200, Mt Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Andersonville | TN | 02/2010 | 10/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Norris | TN | 07/2010 | 10/2017 |
| Fc Alliance | Knoxville | TN | 08/2011 | Present |
| Anderson County Schools | Clinton | TN | 08/2016 | Present |
| Lpl Financial Llc | Mt. Juliet | TN | 10/2017 | Present |
| Private Advisor Group, Llc | Mt. Juliet | TN | 10/2017 | Present |
1) 10/19/17- Edwards Porter Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s)- Time Spent 25% 2) 10/19/17- Non-Variable Insurance- Various Insurance Carriers- Inv. Related- At Reported Business Location(s)- Time Spent 25% 3) 10/19/17- Anderson County High- Coach - Non-Inv. Related- Clinton, TN - start date 8/1/16- 80hrs/month 4) 10/19/17- FC Alliance- Coach- Non-Inv. Related- Knoxville, TN- start date 8/1/2011- 20hrs/month. 5) 11/6/2017 - Private Advisor Group - DBA: (Hybrid) Edwards Porter Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/19/2017 - 50 Hours Per Month/25 Hours During Securities Trading - Time Spent 4% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 50 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/6/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/19/2017 - 50 Hours Per Month/4 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/6/2017. I expect to spend approximately 50 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 03/24/2026 - EPM Financial - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/09/2017 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-13 |
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