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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-24 |
| AR | RA | APPROVED | 2021-04-15 |
Branch Locations
301 Natural Resources Dr #202, Little Rock, AR 72205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Little Rock | AR | 01/2021 | Present |
| Retirement Advisors Of Arkansas | Little Rock | AR | 10/2020 | 01/2021 |
| Max Cleaners | Little Rock | AR | 01/2016 | 08/2020 |
01/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - RETIREMENT ADVISORS OF ARKANSAS - INVESTMENT RELATED - LITTLE ROCK, AR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
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