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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| AL | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Huntsville | AL | 02/2013 | 06/2017 |
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 06/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2017 | Present |
1.Valley Presbyterian Church; Investment related: No; Church; Part time Assistant Pastor(proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; 2.*515419- Linden IV LLC; Investment related-Yes; Huntsville, Alabama; Real Estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-11 |
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