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Casey Doody

Portland Investment Advisors, LLC.

Island Falls, ME

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Current Employers
Portland Investment Advisors, Llc.

20 Houlton Rd, Island Falls, ME 04747 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-01-04
TX RA APPROVED_RES 2015-05-06
ME RA APPROVED 2013-10-11
  • MA RA
    APPROVED
    Since 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2015-05-06
  • ME RA
    APPROVED
    Since 2013-10-11

Branch Locations

20 Houlton Rd, Island Falls, ME 04747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Providence RI 11/2006 Present
Portland Investment Advisors, Llc. Portland ME 09/2013 Present
Previous Registrations
  • 2006-12-06 → 2013-10-14
    Td Ameritrade, Inc.
    Bedford, NH
    Portland, ME
    Providence, RI
  • 2006-12-06 → 2013-10-14
    Td Ameritrade Investment Management, Llc
    Manchester, NH
    Portland, ME
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-29
  • S66 Uniform Combined State Law Examination
    2006-04-29

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

Other Investors

ABIGAIL AMANDA DOODY
LYNETTE G. MCLAUGHLIN
Melissa Sylvia

Other Offices

LPL FINANCIAL LLC · Houlton, ME

More in Island Falls, ME

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