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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-11 |
| MN | RA | APPROVED | 2017-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Edina | MN | 03/2011 | 11/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2010 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2017 |
| Focus Financial Network | Waconia | MN | 11/2017 | Present |
| Osaic Wealth, Inc. | Waconia | MN | 11/2017 | Present |
1) FOCUS FINANCIAL NETWORK, INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 11/21/2017 ADDRESS: 124 W Main St, Waconia MN 55387, United States DESCRIPTION: Help clients understand their insurance needs, specifically life, disabilty, long term care and annuities to ultimatley find them the best coverage for their situation. 2) SCHRIMPF FINANCIAL SERVICES, LLC POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/14/2017 ADDRESS: 401 North 3rd St., Suite 210, Minneapolis MN 55413, United States DESCRIPTION: Taking clients through a complete financial planning process which address the six areas of financial planning. Fundamentals of planning, insurance planning, retirement planning, investments planning, tax planning and estate planning. In regards to investment planning, I'm helping clients with their asset allocation and portfolio construction so they can achieve and enjoy financial security. 3) FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 11/21/2017 ADDRESS: 124 W Main St, Waconia MN 55387, United States DESCRIPTION: Taking clients through a complete financial planning process which address the six areas of financial planning. Fundamentals of planning, insurance planning, retirement planning, investments planning, tax planning and estate planning. In regards to investment planning, I'm helping clients with their asset allocation and portfolio construction so they can achieve and enjoy financial security. 4) CBS SPORTS POSITION: PGA Tour Golf Spotter NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2021 ADDRESS: 51 West 52nd St, Manhattan, NYC NY 10019, United States DESCRIPTION: I will help CBS Sports spot for occasional PGA Tour events that they run. I had done this in the past but somehow the OBA got marked as inactive. I might do one or two events per year. For 2021 they've asked me to work the PGA Championship in May and the 3M open in July. I simply relay information from the golf course to the broadcast team. 5) 401 GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 401 North 3rd St, Suite 210, Minneapolis MN 55413, United States DESCRIPTION: This LLC was created for tax purposes for our group. Maintaining monthly expense records, etc. 6) HANSON FINANCIAL SERVICES, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 3513 118th St SE, Watertown MN 55388, United States DESCRIPTION: This OBA was started simply to help our businesses for tax purposes. It's a flow through entity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-18 |
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