Joshua Claxton Walker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-02-05

PA RA
APPROVED

Since 2020-02-05

Branch Locations

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Wayne	PA	02/2016	Present
Global Retirement Partners, Llc	King Of Prussia	PA	02/2016	02/2020

02/2016 → Present

Lpl Financial, Llc

Wayne, PA
02/2016 → 02/2020

Global Retirement Partners, Llc

King Of Prussia, PA

Previous Registrations

2016-02-16 → 2020-02-04

Global Retirement Partners Llc

King Of Prussia, PA

San Rafael, CA
2015-02-04 → 2016-02-19

Geneos Wealth Management, Inc.

King Of Prussia, PA

Other Businesses

1. 10/6/2016: Life Brokerage, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 08/01/2016 - 5 Hours Per Month During Securities Trading - Writing non-variable life insurance through the BGA, Life Brokerage, LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-23
S63	Uniform Securities Agent State Law Examination	2010-11-24

S66 Uniform Combined State Law Examination

2015-01-23
S63 Uniform Securities Agent State Law Examination

2010-11-24

View on SEC IAPD