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James Stuart Annett Osborn

Plum Street Advisors, LLC

New Orleans, LA

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Current Employers
Plum Street Advisors, Llc

New Orleans, LA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-06
WA RA APPROVED 2019-07-11
FL RA APPROVED 2017-07-19
MA RA APPROVED 2017-03-21
CA RA APPROVED 2016-07-14
LA RA APPROVED 2016-07-13
  • NY RA
    APPROVED
    Since 2021-06-06
  • WA RA
    APPROVED
    Since 2019-07-11
  • FL RA
    APPROVED
    Since 2017-07-19
  • MA RA
    APPROVED
    Since 2017-03-21
  • CA RA
    APPROVED
    Since 2016-07-14
  • LA RA
    APPROVED
    Since 2016-07-13

Branch Locations

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plum Street Advisors Llc New Orleans LA 05/2016 Present
Previous Registrations
  • 2010-08-02 → 2014-08-22
    B|O|S
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-31
  • S65 Uniform Investment Adviser Law Examination
    2010-07-31
Designations
Other Names
  • James L. Osborn
  • James S. Osborn
  • James L'ESperance Osborn

View on SEC IAPD

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