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Neil Victor Bales

Lanark Financial, Inc.

Sikeston, MO

Farmington, MO

Columbia, MO

Lebanon, MO

Imperial, MO

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-07-17
  • MO RA
    APPROVED
    Since 2023-07-17

Branch Locations

201 N. Main St., Sikeston, MO 63801 • United States

225 East Columbia Street, Farmington, MO 63640 • United States

300 Diego Drive, Columbia, MO 65203 • United States

101 W. Commercial Street, Lebanon, MO 65536 • United States

6021 W. Outer Rd., Imperial, MO 63052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 11/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 07/2023
Nbc Securities, Inc Farmington MO 07/2023 Present
  • 11/2011 → 11/2016
    Wells Fargo Advisors Llc
    St. Louis, MO
  • 11/2016 → 07/2023
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 07/2023 → Present
    Nbc Securities, Inc
    Farmington, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-23
S63 Uniform Securities Agent State Law Examination 2012-01-25
  • S65 Uniform Investment Adviser Law Examination
    2016-09-23
  • S63 Uniform Securities Agent State Law Examination
    2012-01-25

View on SEC IAPD

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BAGBY WEALTH MANAGEMENT

Other Investors

STEVEN ANDREW ADDISON
RYAN MICHAEL MERIDETH
Hunter Dylan Crowley
DANIEL ROSS HEIRONIMUS
BART ALLEN GRANT
MICHAEL LOY PARKER
RALPH JOSEPH HENNEMANN
BRETT SHELBY ELLIS

Other Offices

NWF ADVISORY SERVICES INC · SIKESTON, MO
LPL FINANCIAL LLC · SIKESTON, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Sikeston, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Sikeston, MO
EDWARD JONES · SIKESTON, MO
EDWARD JONES · SIKESTON, MO
U.S. BANCORP ADVISORS, LLC · Sikeston, MO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SIKESTON, MO

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