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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MI | RA | APPROVED | 2017-12-08 |
Branch Locations
5400 Gateway Center Suite A, Flint, MI 48507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Flint | MI | 02/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Flint | MI | 11/2016 | 12/2017 |
| Stifel Nicolaus & Co Inc | Flint | MI | 12/2017 | Present |
1. Notary Public; 5400 Gateway Center Dr Flint MI 48507; Notary; 12/22/2017; 1.00 Hour(s) Per Month; during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-18 |
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