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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-02-11
  • MI RA
    APPROVED
    Since 2019-02-11

Branch Locations

99 East 8Th Street, Holland, MI 49423 • United States

S.A. Mason, Llc

170 College Avenue Suite 260, Holland, MI 49423 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-08
  • MI RA
    APPROVED
    Since 2018-11-08

Branch Locations

114 East 26Th Street, Holland, MI 49423 • United States

170 College Avenue Suite 260, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Michigan Community Bank Holland MI 11/2011 Present
Ipi Holland MI 02/2011 12/2018
Ameriprise Financial Services, Inc. Holland MI 09/2018 12/2018
S.A. Mason, Llc Holland MI 11/2018 Present
Investment Professional, Inc Holland MI 11/2011 09/2018
Ameriprize Financial Services, Inc Holland MI 09/2018 09/2018
Infinex Investments, Inc. Meriden CT 02/2019 Present
  • 11/2011 → Present
    West Michigan Community Bank
    Holland, MI
  • 02/2011 → 12/2018
    Ipi
    Holland, MI
  • 09/2018 → 12/2018
    Ameriprise Financial Services, Inc.
    Holland, MI
  • 11/2018 → Present
    Holland, MI
  • 11/2011 → 09/2018
    Investment Professional, Inc
    Holland, MI
  • 09/2018 → 09/2018
    Ameriprize Financial Services, Inc
    Holland, MI
  • 02/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
Other Businesses

WEST MICHIGAN COMMUNITY BANK. IT IS NON-INVESTMENT RELATED.ADDRESS IS 99 EAST 8TH STREET, HOLLAND, MI 49423. NATURE OF BUSINESS IS BANKING. MY TITLE IS SVP WEALTH MANAGEMENT. I DEVOTE 40+ TO WMCB DURING TRADING HOURS. MY RESPONSIBILITIES INCLUDE MANAGING THE WEALTH MANAGEMENT LINE OF BUSINESS AND ASSOCIATED STAFF. ADAMSWAY DEV LLC-1680 HIGH POINTE DR, ZEELAND, MI 49464; COMMERCIAL REAL ESTATE DEV;MEMBER-PARTNERS INCLUDE MYSELF, FATHER IN LAW AND 2 UNCLES SINCE 1997; 2 HR/MTH NON TRADING HOURS, VOTING PARTNER MASON CAPTIAL MNGMNT (SA MASON LLC)-170 COLLEGE AVE, STE 260, HOLLAND, MI 49423;RIA OFFICE-REFER INVESTMENT CLIENTS WHEN APPROPRIATE-AGENT SINCE 2011; 2HR/MTH GOSHORN LAKE COTTAGE-3581 65TH ST, SAUGATUCK, MI 49453;REAL ESTATE-FAMILY COTTAGE/SEASONAL RENTAL; JOINT OWENERSHIP WITH WIFE SINCE 2006; 1 HR/MTH NON BUS HOURS Van Raalte Farm Civil War Muster; Non Investment Related; 114 E. 26th St., Holland, MI 49423, vanraaltefarmcivilwarmuster.com; President/Treasurer; Start date: June 15, 2015; 5 hours per month devoted to other business activity none of which are during securities trading hours. Not Compensated; Contractual/Banking/Checking Account signatory authority; duties include president/treasurer overseeing all operational activities for the organization. Dream LLC | Real Estate | 114 E. 26th St., Holland, MI 49423 | Real Estate Holding Company | Managing Member | Start Date: June 2004 | Approximately 1 hour per month devoted to other business activity, none of which are during securities trading hours | No Compensation | Contract Signatory Authority | LLC is used to buy & sell real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-21
  • S66 Uniform Combined State Law Examination
    2010-04-21
Designations
Other Names
  • Richard J Veenhoven
  • Rick Veenhoven

View on SEC IAPD

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