Brian Thomas Fortune

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-01-02

NC RA
APPROVED

Since 2020-01-02

Branch Locations

1346 Charlotte Hwy., Suite D, Fairview, NC 28730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	12/2019
Cambridge Investment Research, Inc.	Fairfield	IA	01/2020	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2020	Present

01/2013 → 12/2019

Cetera Advisor Networks Llc

El Segundo, CA
01/2020 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2020 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-01-14 → 2019-12-31

Cetera Wealth Services, Llc

Brevard, NC

Mechanicsburg, PA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. FORTUNE FINANCIAL & INSURANCE LLC, 9 Elk Mountain Rd., Asheville NC 28804, United States, 01/01/2016, Owner, Using a Trade Name/dba, INV REL, 5 HR/MO - 5 HR/MO TRADING 3. YWCA, 185 S. French Broad Ave, Asheville NC 28801, United States, 11/12/2024, Committee Member, Volunteer, NIR, 1/MO - 0/Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-09-30

S63 Uniform Securities Agent State Law Examination

2010-09-30

Designations

View on SEC IAPD