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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Champlin | MN | 01/2009 | 07/2019 |
| Wells Fargo Clearing Services, Llc | Champlin | MN | 01/2011 | 07/2019 |
| Jpmorgan Chase Bank (Wi) | Maple Grove | MN | 08/2019 | Present |
| J.P. Morgan Securities Llc | Maple Grove | MN | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-18 |
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