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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-15
  • TX RA
    APPROVED
    Since 2022-06-15

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

215 E Shore Drive, Spring, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 04/2016 07/2017
Bank Of America, N.A. The Woodlands TX 03/2017 07/2017
Compass Bank Birmingham AL 07/2017 10/2021
Bbva Securities Inc. Houston TX 07/2017 10/2021
Bbva Compass Insurance Agency Inc Austin TX 07/2017 10/2021
Bbva Wealth Solutions Inc. Houston TX 07/2017 10/2021
Frost Brokerage Services Houston TX 11/2021 02/2022
Amerant Investments, Inc. Coral Gables FL 02/2022 04/2022
Unemployed Cypress TX 04/2022 06/2022
Frost Private Bank Houston TX 06/2022 Present
  • 04/2016 → 07/2017
    The Woodlands, TX
  • 03/2017 → 07/2017
    Bank Of America, N.A.
    The Woodlands, TX
  • 07/2017 → 10/2021
    Compass Bank
    Birmingham, AL
  • 07/2017 → 10/2021
    Bbva Securities Inc.
    Houston, TX
  • 07/2017 → 10/2021
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 07/2017 → 10/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 11/2021 → 02/2022
    Frost Brokerage Services
    Houston, TX
  • 02/2022 → 04/2022
    Coral Gables, FL
  • 04/2022 → 06/2022
    Unemployed
    Cypress, TX
  • 06/2022 → Present
    Frost Private Bank
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2015-12-15
  • S66 Uniform Combined State Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2015-12-15
Other Names
  • Arturo I Rivas
  • Jose-Arturo Inigo-Rivas
  • Arturo Inigo-Rivas
  • Arturo I Rivas
  • Jose A Inigo-Rivas
  • Jose A Inigo

View on SEC IAPD

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