Isaac Chota

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 09/2017
  Bleakley, Schwartz, Cooney & Finney
  Fairfield, NJ
• 07/2011 → 09/2017
  Andy Schwartz
  Fairfield, NJ
• 02/2015 → 09/2017
  Lpl Financial, Llc
  Fairfield, NJ
• 02/2015 → 09/2017
  Private Advisor Group
  Morristown, NJ
• 09/2017 → 11/2018
  Matlen Silver
  Weehawken, NJ
• 11/2018 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-08-01

Designations

• Certified Financial Planner

Other Names

• Isaac Sly Chota
• Isaac S Chota
• Isaac Sly Chota Kaqui
• Isaac Chota Kaqui