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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-15
  • CA RA
    APPROVED
    Since 2022-09-15

Branch Locations

1787 Tribute Rd. Ste C-1, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments, Inc Sacramento CA 04/2014 10/2020
The Prudential Insurance Company Of America Roseville CA 06/2014 10/2020
Pruco Securities Llc Roseville CA 06/2014 10/2020
Pfs Investments Inc. Sacramento CA 09/2022 Present
Primerica Financial Services Sacramento CA 09/2011 Present
  • 04/2014 → 10/2020
    Sacramento, CA
  • 06/2014 → 10/2020
    The Prudential Insurance Company Of America
    Roseville, CA
  • 06/2014 → 10/2020
    Roseville, CA
  • 09/2022 → Present
    Sacramento, CA
  • 09/2011 → Present
    Primerica Financial Services
    Sacramento, CA
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-06
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2007-03-06
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Kathlyn Pierce
  • Kathlyn Michelle Pierce
  • Kathlyn M Pierce

View on SEC IAPD

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