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Quad-Cities Investment Group, LLC CRD 154113
$426M regulatory AUM 6 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5177 Utica Ridge Road, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-12-01 |
| IA | RA | APPROVED | 2018-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gemini Fund Services | Omaha | NE | 10/2011 | 07/2018 |
| Quad Cities Investment Group, Llc | Davenport | IA | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-12 |
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