Atif Iqbal Mughal

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Fort Worth, TX
• 11/2016 → 09/2018
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
• 09/2018 → 02/2019
  Lpl Financial, Llc
  Southlake, TX
• 09/2018 → 02/2019
  360 Wealth Management, Llc
  Southlake, TX
• 05/2019 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2018-09-14 → 2019-01-08
  Advisor Resource Council
  Southlake, TX
  Dallas, TX
• 2014-05-23 → 2018-09-18
  Wells Fargo Clearing Services, Llc
  Flower Mound, TX
  Fort Worth, TX
  Fort Worth, TX
  Flower Mound, TX
  Flower Mound, TX
  Irving, TX
• 2012-10-01 → 2014-06-03
  J.P. Morgan Securities Llc
  Ft. Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Benbrook, TX
  Fort Worth, TX
• 2011-07-26 → 2012-10-01
  Chase Investment Services Corp.
  Fort Worth, TX
  Ft. Worth, TX
  Benbrook, TX
  Crowley, TX
  Fort Worth, TX
  Mt. Prospect, IL

Exams

• S66 Uniform Combined State Law Examination
  2011-07-24
• S63 Uniform Securities Agent State Law Examination
  2010-03-04

Other Names

• Atif I Mughal