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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2010-05-11 |
Branch Locations
305 E. Main Street, Petersburg, IN 47567 • United States
101 N. 3Rd Street, Vincennes, IN 47591 • United States
711 Main Street, Jasper, IN 47546 • United States
3300 N Green River Road, Evansville, IN 47715 • United States
504 North College Ave, Bloomington, IN 47404 • United States
560 S State Rd 57, Washington, IN 47501 • United States
100 Charles St, Loogootee, IN 47553 • United States
1508 12Th St, Tell City, IN 47586 • United States
3264 Highway 54, Owensboro, KY 42303 • United States
1805 Campbell Lane, Bowling Green, KY 42104 • United States
1854 Midland Trail, Shelbyville, KY 40065 • United States
8477 Bell Oaks Drive, Newburgh, IN 47630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| German American Bank | Vincennes | IN | 02/2010 | Present |
| Lpl Financial, Llc | Vincennes | IN | 02/2010 | Present |
1. 02/09/2010: OTHER-BANK DUTIES - GERMAN AMERICAN FINANCIAL ADVISORS & TRUST COMPANY - STATE CHARTED TRUST COMPANY. I ONLY ENGAGE IN RELATIONSHIP MANAGEMENT FOR THE TRUST DEPARTMENT WHERE NO INVESTMENT ADVICE IS GIVEN. - TIME SPENT 10% - VINCENNES, IN. 2. 02/09/2010: DBA ONLY - GERMAN AMERICAN INVESTMENT SERVICES - VINCENNES, IN. 3. 3/21/2013: NON-VARIABLE INSURANCE - GERMAN AMERICAN FINANCIAL ADVISORS & TRUST CO. - INSURANCE RISK PROTECTION SALES TO COMPLEMENT FINANCIAL PLANNING PROCESS. - TIME SPENT 5% - VINCENNES, IN. 4. 12/20/2018 - German American - DBA: German American Investment Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/19/2018 - 180 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-10 |
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