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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-24 |
Branch Locations
509 Rt 130 At Dutch Neck Road, East Windsor, NJ 08520 • United States
New Egypt, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Avenel | NJ | 09/2008 | 05/2019 |
| J.P. Morgan Securities Llc | Freehold | NJ | 10/2012 | 05/2019 |
| Provident Bank | East Windsor | NJ | 06/2019 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | East Windsor | NJ | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-21 |
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