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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-09-28 |
Branch Locations
Grand Haven, MI • United States
51 Ionia Ave. Sw Floor 2, Grand Rapids, MI 49503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Muskegon | MI | 11/2012 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Muskegon | MI | 03/2017 | 09/2023 |
| Bank Of America, N.A. | Muskegon | MI | 10/2017 | 09/2023 |
| Raymond James & Associates, Inc. | Grand Rapids | MI | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-04 |
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