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Christopher Adolfo Vargas

J.P. Morgan Securities LLC

Beaumont, CA

CRD 5755669

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-01
TX RA APPROVED 2017-08-01
  • CA RA
    APPROVED
    Since 2017-08-01
  • TX RA
    APPROVED
    Since 2017-08-01

Branch Locations

1693 2Nd St, Beaumont, CA 92223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Palm Springs CA 01/2010 05/2017
J.P. Morgan Securities Llc Palm Springs CA 10/2012 05/2017
Jpmorgan Chase Bank, N.A. Hemet CA 06/2017 12/2017
Jpmorgan Securities, Llc Hemet CA 01/2018 09/2019
Jp Morgan Chase Bank, Na Beaumont CA 10/2019 Present
Jpmorgan Securities, Llc Beaumont CA 10/2019 Present
  • 01/2010 → 05/2017
    Jpmorgan Chase Bank Na
    Palm Springs, CA
  • 10/2012 → 05/2017
    Palm Springs, CA
  • 06/2017 → 12/2017
    Jpmorgan Chase Bank, N.A.
    Hemet, CA
  • 01/2018 → 09/2019
    Jpmorgan Securities, Llc
    Hemet, CA
  • 10/2019 → Present
    Jp Morgan Chase Bank, Na
    Beaumont, CA
  • 10/2019 → Present
    Jpmorgan Securities, Llc
    Beaumont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-27
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2017-07-27
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
Other Names
  • Christopher A Vargas

View on SEC IAPD

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